Brazil Head of Compliance, AML and Risk

The Head of Compliance AML and Risk will be responsible for establishing and maintaining an effective compliance AML and risk framework in the securities distributorship firm (Distribuidora de Títulos e Valores Mobiliários) ensuring alignment with applicable Brazilian regulations related to financial services anti-money laundering (AML) and counter-terrorism financing (CTF) and risk management. This position plays a pivotal role in safeguarding the firms integrity reputation and regulatory standing while ensuring robust risk mitigation strategies and a strong compliance culture across the business. Responsibilities Develop implement and continuously enhance the companys compliance framework to align with business strategy regulatory obligations (e.g. CMF UAF) and corporate values. Act as the companys statutory representative before the Central Bank of Brazil (UNICAD) CVM and other authorities as applicable in relation to the relevant functions and responsibilities with oversight of AML / CTF frameworks and sanctions compliance. Oversee the companys AML / CFT program including client onboarding transaction monitoring sanctions screening and suspicious activity reporting in accordance with local and international standards. Design and maintain robust internal control systems to detect prevent and respond to compliance and risk issues. Ensure ongoing monitoring and regular review of policies incidents and regulatory updates. Supervise the development and implementation of the enterprise risk management framework identifying operational financial and reputational risks and driving mitigation strategies. Support the development and execution of crisis response and business continuity protocols to safeguard client and business interests in critical situations. Ensure all client-facing materials and communications adhere to regulatory guidelines and reflect the companys ethical and legal standards. Partner with senior leaders across legal finance operations and technology to embed a risk-aware and compliance-driven culture throughout the organization. Provide training guidance and resources to staff on compliance and risk topics. Ensure that all departments are informed and aligned with regulatory expectations and internal policies. Deliver regular updates to the executive team and Board of Directors on compliance performance regulatory developments risk exposures and mitigation measures. Requirements Bachelors degree in a relevant field such as Law Finance Economics Business Risk Management. Minimum of 5 years of experience in compliance risk management or regulatory affairs within financial services preferably in capital markets and securities brokerage. Strong understanding of financial services laws regulations the requirements and regulations of the Central Bank of Brazil and The Securities and Exchange Commission of Brazil (CVM) AML / CTF and risk management framework. Must meet the fit and proper criteria set by the relevant regulatory authorities. Demonstrated ability to liaise with regulatory bodies and handle regulatory reporting. Decent command of English minimum : B2 level. Applicants are kindly requested to submit their CV in English as this version is mandatory for the recruitment process. We may use artificial intelligence (AI) tools to support parts of the hiring process such as reviewing applications analyzing resumes or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed please contact us. Required Experience Director Key Skills Marketing & Promotions,Attorney At Law,Jni,Airlines,Art Employment Type Full Time Experience years Vacancy 1 #J-18808-Ljbffr