Regulatory Compliance Analyst
2 semanas atrás
Overview The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and industry best practices across all jurisdictions. Key Activities Activities carried out with a global scope, covering Hedgepoint Group companies in Brazil, USA, Switzerland, Uruguay, Singapore, and Dubai, in accordance with the legal and regulatory requirements of each country and their respective financial market regulators. Compliance and Regulatory Analysis Monitor and analyze applicable laws and regulations in the countries of operation. Draft legal opinions and action plans for risk mitigation. Conduct legal and regulatory risk assessments. Perform compliance reviews and prepare regulatory reports. Track and consolidate regulatory obligations across all areas, ensuring compliance within regulatory deadlines. Create and review policies and procedures aligned with legal and regulatory requirements. Develop and maintain client onboarding checklists addressing legal and regulatory obligations. Create, review, and update suitability rules in accordance with the regulatory standards of all applicable countries. Monitoring and Training Conduct compliance testing to ensure adherence to internal and external standards. Develop, update, and deliver training on compliance and regulatory requirements. Provide ongoing support regarding the interpretation of laws and regulations. Collaboration and Reporting Respond to audits and requests from regulatory authorities. Prepare reports, presentations, KPIs, and support compliance projects. Work closely with business areas to integrate compliance into operational processes. Qualifications Bachelor's degree in law. Proficiency in regulatory frameworks. Experience with risk assessment and internal controls, policies & procedures, Brazilian Central Bank, CVM, NFA/CFTC. Microsoft Word (write), Excel (graphs and tables), Power Point (presentations), Adobe Pro, Power BI Fluent English, Spanish and Portuguese Experience working in Broker Dealer (DTVM / CTVM) Compliance Departments Tech/ AI innovations. Location Campinas, SP - Up to twice a week at the base office (Hybrid) Privacy Notice: By participating in our selection process, you confirm that you are aware of and agree to all the terms stipulated in our Hedgepoint Privacy Notice. Click here to view and print our Privacy Notice. #J-18808-Ljbffr
-
Regulatory Compliance Analyst
2 semanas atrás
Campinas, Brasil Hedgepoint Group Tempo inteiroJob Purpose The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...
-
Campinas, Brasil Samsung Electronics Tempo inteiroPosition Summary 1. Share clinical knowledge with researchers and projects stakeholders and collaborate with external partners/customers in the planning and execution of innovative commercial and clinical research projects. 2. Contribute to the health data analysis and decision-making process in collaboration with internal teams. 3. Conduct designing of...
-
Security Compliance Expert
1 semana atrás
Campinas, Brasil Bebeecompliance Tempo inteiroAt the forefront of regulatory compliance, this role oversees the development and maintenance of robust security measures.As a Compliance Specialist, you will spearhead the client's SOC 2 compliance efforts, streamlining evidence collection and ensuring continuous monitoring.This position demands strong technical expertise and system design capabilities.You...
-
Senior Onboarding and Compliance Processes
1 semana atrás
Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro R$80.000 - R$150.000 por anoPURPOSE OF POSITION:Analyst will optimize client and partner onboarding by designing, maintaining, and enhancing workflows and digital solutions. Leveraging data analysis and business intelligence tools, this role will streamline registration processes while ensuring strict compliance with applicable laws and regulations.CORE COMPETENCES:Onboarding...
-
Ambev Global Tech] Tech Compliance Specialist
2 semanas atrás
Campinas, Brasil Ambev Tech Tempo inteiroThe Tech Compliance Specialist plays a critical role in ensuring the security and compliance of global IT solutions across the organization. This specialist will support the design, implementation, and management of security and compliance programs, monitor key performance indicators, and help drive continuous improvement in line with industry standards and...
-
Senior Onboarding and Compliance Processes
3 semanas atrás
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroSenior Onboarding and Compliance Processes Join to apply for the Senior Onboarding and Compliance Processes role at Hedgepoint Global Markets Hedgepoint operates across five continents, connecting local and global markets, helping to protect against price volatility in a world in transition. Offering over 450 hedging products across 50+ commodities and...
-
Senior Onboarding and Compliance Processes
3 semanas atrás
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroSenior Onboarding and Compliance ProcessesJoin to apply for the Senior Onboarding and Compliance Processes role at Hedgepoint Global Markets Hedgepoint operates across five continents, connecting local and global markets, helping to protect against price volatility in a world in transition. Offering over 450 hedging products across 50+ commodities and...
-
Senior Onboarding and Compliance Processes
1 semana atrás
Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro R$90.000 - R$120.000 por anoABOUT US:Hedgepoint operates across five continents, connecting local and global markets, helping to protect against price volatility in a world in transition. Offering over 450 hedging products across 50+ commodities and currencies (FX), we also provide market intelligence and specialized insights to help clients turn risk into opportunities. We value...
-
R&d Clinical Analyst
Há 22 horas
Campinas, Brasil Zoetis Tempo inteirolocations- Campinas- time type- Full time- posted on- Posted Today- job requisition id- JR00013405- Role Description - Responsible for supporting research & development clinical studies for pharmaceutical (antiparasiticides) projects in compliance with appropriate regulatory requirements and internal policies. Effectively collaborates with the...
-
Senior Onboarding And Compliance Processes
2 semanas atrás
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroABOUT US:Hedgepoint operates across five continents, connecting local and global markets, helping to protect against price volatility in a world in transition.Offering over 450 hedging products across 50+ commodities and currencies (FX), we also provide market intelligence and specialized insights to help clients turn risk into opportunities.We value...
