Regulatory Compliance Analyst

Há 2 dias

Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro
Overview

The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and industry best practices across all jurisdictions.

Key Activities

Activities carried out with a global scope, covering Hedgepoint Group companies in Brazil, USA, Switzerland, Uruguay, Singapore, and Dubai, in accordance with the legal and regulatory requirements of each country and their respective financial market regulators.

Compliance and Regulatory Analysis
  • Monitor and analyze applicable laws and regulations in the countries of operation.
  • Draft legal opinions and action plans for risk mitigation.
  • Conduct legal and regulatory risk assessments.
  • Perform compliance reviews and prepare regulatory reports.
  • Track and consolidate regulatory obligations across all areas, ensuring compliance within regulatory deadlines.
  • Create and review policies and procedures aligned with legal and regulatory requirements.
  • Develop and maintain client onboarding checklists addressing legal and regulatory obligations.
  • Create, review, and update suitability rules in accordance with the regulatory standards of all applicable countries.
Monitoring and Training
  • Conduct compliance testing to ensure adherence to internal and external standards.
  • Develop, update, and deliver training on compliance and regulatory requirements.
  • Provide ongoing support regarding the interpretation of laws and regulations.
Collaboration and Reporting
  • Respond to audits and requests from regulatory authorities.
  • Prepare reports, presentations, KPIs, and support compliance projects.
  • Work closely with business areas to integrate compliance into operational processes.
Qualifications
  • Bachelor's degree in law.
  • Proficiency in regulatory frameworks.
  • Experience with risk assessment and internal controls, policies & procedures, Brazilian Central Bank, CVM, NFA/CFTC.
  • Microsoft Word (write), Excel (graphs and tables), Power Point (presentations), Adobe Pro, Power BI
  • Fluent English, Spanish and Portuguese
  • Experience working in Broker Dealer (DTVM / CTVM) Compliance Departments
  • Tech/ AI innovations.
Location

Campinas, SP - Up to twice a week at the base office (Hybrid)

Privacy Notice: By participating in our selection process, you confirm that you are aware of and agree to all the terms stipulated in our Hedgepoint Privacy Notice. Click here to view and print our Privacy Notice.

#J-18808-Ljbffr

  • Regulatory Compliance Analyst

    1 dia atrás

    Campinas, São Paulo, Brasil Hedgepoint Group Tempo inteiro

    Job Purpose The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...

  • Global Compliance Expert

    1 dia atrás

    Campinas, São Paulo, Brasil beBeeCompliance Tempo inteiro US$90.000 - US$140.000

    The Regulatory Compliance Analyst is a critical role in ensuring global compliance with applicable laws, financial market regulations, and industry best practices. The successful candidate will be responsible for executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional...

  • Chief Compliance Officer

    Há 2 dias

    Campinas, São Paulo, Brasil beBeeCompliance Tempo inteiro R$90.000 - R$120.000

    Quality Assurance Leadership OpportunityThis role involves leading the development and implementation of a robust Quality Management System, ensuring compliance with national and international regulatory standards. A senior quality professional with a strong background in quality assurance and leadership experience is required to drive continuous improvement...

  • Compliance Specialist

    Há 7 dias

    Campinas, São Paulo, Brasil Global Payments (Beamery) Tempo inteiro

    **Description**:TSYS - a multinational company that is part of the Global Payments group, one of the global leaders of the Payments Industry - is looking for a Compliance Specialist to be part of our team in Mexico**If want more reasons for choosing us, we can help you**:- Flexibility to work from home- People centered environment- Contact with teams from...

  • Senior Compliance Officer

    1 dia atrás

    Campinas, São Paulo, Brasil beBeeQuality Tempo inteiro R$90.000 - R$135.000

    Job OverviewThe ideal candidate will lead the Quality Management System, ensuring compliance with regulatory standards and overseeing a team of professionals. A strong leader with experience in regulated industries and knowledge of international quality standards is required.

  • Senior Quality Management Specialist

    Há 3 dias

    Campinas, São Paulo, Brasil beBeeQuality Tempo inteiro R$123.372 - R$187.092

    Job OverviewThis role involves ensuring compliance with regulatory standards, managing quality systems and leading a team of professionals.Key Responsibilities:Lead and develop the Quality team to maintain a strong compliance culture and drive continuous improvement.Oversight of quality systems, audits, risk management, complaints, CAPAs and supplier...

  • R&d Clinical Analyst

    Há 6 dias

    Campinas, São Paulo, Brasil Zoetis Tempo inteiro

    locations- Campinas- time type- Full time- posted on- Posted Today- job requisition id- JR - Role Description- Responsible for supporting research & development clinical studies for pharmaceutical (antiparasiticides) projects in compliance with appropriate regulatory requirements and internal policies. Effectively collaborates with the cross-functional...

  • Senior Quality Professional Lead

    Há 7 dias

    Campinas, São Paulo, Brasil beBeeQuality Tempo inteiro R$90.000 - R$132.000

    This role oversees quality management systems, ensuring regulatory compliance and leading a team of QA, QC, and Validation professionals. Quality excellence is paramount in this position.Key ResponsibilitiesLead the Quality team, fostering a strong culture of compliance and continuous improvement. Oversee audits, risk management, complaints, CAPAs, and...

  • Expert Quality Strategist

    1 dia atrás

    Campinas, São Paulo, Brasil beBeeQuality Tempo inteiro R$150.000 - R$200.000

    Senior Quality LeadThis professional will oversee the implementation of quality standards, ensure regulatory compliance, and lead a team of professionals.About This RoleWe are seeking an experienced Senior Quality Manager to join our organization.Key ResponsibilitiesLead the development of a robust Quality Management System ensuring strong compliance culture...

  • Leading Quality Excellence

    Há 4 dias

    Campinas, São Paulo, Brasil beBeeQualityManager Tempo inteiro R$80.000 - R$120.000

    Key ResponsibilitiesThe Senior Quality Manager will oversee the implementation of a robust quality management system, ensuring compliance with national and international regulatory standards.Develop and lead a high-performing Quality team, fostering a strong compliance culture and driving continuous improvement.Manage quality systems, audits, risk...