Regulatory Compliance Analyst
1 semana atrás
Overview The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and industry best practices across all jurisdictions. Key Activities Activities carried out with a global scope, covering Hedgepoint Group companies in Brazil, USA, Switzerland, Uruguay, Singapore, and Dubai, in accordance with the legal and regulatory requirements of each country and their respective financial market regulators. Compliance and Regulatory Analysis Monitor and analyze applicable laws and regulations in the countries of operation. Draft legal opinions and action plans for risk mitigation. Conduct legal and regulatory risk assessments. Perform compliance reviews and prepare regulatory reports. Track and consolidate regulatory obligations across all areas, ensuring compliance within regulatory deadlines. Create and review policies and procedures aligned with legal and regulatory requirements. Develop and maintain client onboarding checklists addressing legal and regulatory obligations. Create, review, and update suitability rules in accordance with the regulatory standards of all applicable countries. Monitoring and Training Conduct compliance testing to ensure adherence to internal and external standards. Develop, update, and deliver training on compliance and regulatory requirements. Provide ongoing support regarding the interpretation of laws and regulations. Collaboration and Reporting Respond to audits and requests from regulatory authorities. Prepare reports, presentations, KPIs, and support compliance projects. Work closely with business areas to integrate compliance into operational processes. Qualifications Bachelor's degree in law. Proficiency in regulatory frameworks. Experience with risk assessment and internal controls, policies & procedures, Brazilian Central Bank, CVM, NFA/CFTC. Microsoft Word (write), Excel (graphs and tables), Power Point (presentations), Adobe Pro, Power BI Fluent English, Spanish and Portuguese Experience working in Broker Dealer (DTVM / CTVM) Compliance Departments Tech/ AI innovations. Location Campinas, SP - Up to twice a week at the base office (Hybrid) Privacy Notice: By participating in our selection process, you confirm that you are aware of and agree to all the terms stipulated in our Hedgepoint Privacy Notice. Click here to view and print our Privacy Notice. #J-18808-Ljbffr
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Regulatory Compliance Analyst
Há 6 dias
Campinas, Brasil Hedgepoint Group Tempo inteiroJob Purpose The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...
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Compliance Analyst
1 semana atrás
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroJOB PURPOSE The Compliance Analyst will be responsible for executing the activities mentioned below to contribute with Hedgepoint on conducting its business in full compliance with applicable laws, regulations, ethical market standards and business practices.KEY ACTIVITIES All activities shall be performed across all Hedgepoint Group companies (Brazil, USA,...
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Compliance Analyst
3 semanas atrás
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroJOB PURPOSE The Compliance Analyst will be responsible for executing the activities mentioned below to contribute with Hedgepoint on conducting its business in full compliance with applicable laws, regulations, ethical market standards and business practices. KEY ACTIVITIES All activities shall be performed across all Hedgepoint Group companies (Brazil, USA,...
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Compliance Specialist
2 semanas atrás
Campinas, Brasil Global Payments (Beamery) Tempo inteiro**Description**: TSYS - a multinational company that is part of the Global Payments group, one of the global leaders of the Payments Industry - is looking for a Compliance Specialist to be part of our team in Mexico! **If want more reasons for choosing us, we can help you**: - Flexibility to work from home - People centered environment - Contact with teams...
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[Ambev Global Tech] Tech Compliance Specialist
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IT System Analyst – Gestão de SAM e Compliance, Pleno
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IT System Analyst – Gestão de SAM e Compliance, Pleno
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Campinas, Brasil CI&T Tempo inteiroIT System Analyst – Gestão de SAM e Compliance, Pleno Somos especialistas em transformação tecnológica , unindo expertise humana à IA para criar soluções tech escaláveis. Com mais de 7 .400 CI&Ters ao redor do mundo, já formamos parcerias com mais de 1.000 clientes durante nossos 30 anos de história. Inteligência Artificial é nossa realidade....
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Senior Onboarding and Compliance Processes
2 semanas atrás
Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro R$90.000 - R$120.000 por anoABOUT US:Hedgepoint operates across five continents, connecting local and global markets, helping to protect against price volatility in a world in transition. Offering over 450 hedging products across 50+ commodities and currencies (FX), we also provide market intelligence and specialized insights to help clients turn risk into opportunities. We value...
