Head of Compliance

4 semanas atrás

São Paulo, São Paulo, Brasil HSBC Tempo inteiro
-Job description- The HSBC Brazil Head of Compliance is a key strategic risk management leadership role that has a broad remit and responsibilities for providing oversight and management, of all aspects of Regulatory Compliance (RC) and Financial Crime Compliance (FCC) Risks including impact analysis of regulatory changes, and driving coordination and execution of the various Compliance work streams and assurance, while ensuring alignment with Global Standards. The role requires strong partnership with the business FCC team and Regional FCC teams, acting in concert with them to drive the implementation of policy arising out of Global Standards Committee. It will monitor and track the regional progress of various work streams and initiatives underway which fall under the umbrella of Financial Crime Risk and Global Standards, provide policy advice related to all business line products, services and clients, and ensure that the Financial Crime Compliance function is resourced adequately to address the risks associated with all business lines in HBBZ. The role will also need to stay at the forefront of key regulatory changes to ensure proactive communication with business and develop appropriate policy and framework to manage the changes, particularly extra territorial changes. It will be the go-to person for both Global Standards and workstream leads to ensure processes are coordinated and implementation risks and issues are considered and addressed. Support regulatory changes implementation within timelines mandated by regulators and collaborate in regulatory change framework / regulatory mapping / regulatory regimes and engage with relevant stakeholders to act as the central communication channel with regulators to deliver responses to regulatory requests and proper coordination of regulatory inspections. The role is a critical forward looking leadership role and requires strong partnership with business to drive and accelerate the execution of Financial Crime Compliance programmes that directly impact business performance.. This role is accountable for the implementation of Financial Crime Risk Compliance policies in to the business and as such it will require close collaboration with various Risk and Business functions. The role will be a member and participate actively in the Reputational Risk Committee and is a mey member of the highest governance forums within the country and the Latin america (LAM) Region. The role holder reports into the local Chief Risk & Comppliance Officer and leads a team of senior colleagues stewarding HBBZ Compliance framework across all business uits and functions.
Requirements- Significant experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a global firm, in the financial services industry.
- Significant leadership experience and an experienced strategic thinker.
- Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
- Ability to develop practical, cost effective solutions to complex global issues.
- A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline.

  • Brazil: Head of Compliance, AML and Risk

    3 semanas atrás

    São Paulo, São Paulo, Brasil Capital Tempo inteiro

    Overview Brazil: Head of Compliance, AML and Risk — Capital.com. Join to apply for the Brazil: Head of Compliance, AML and Risk role at Capital.com. We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless...

  • Head of Compliance Bnpp Am Brazil

    1 semana atrás

    São Paulo, São Paulo, Brasil BNP Paribas Tempo inteiro

    HEAD OF COMPLIANCE BNPP AM BRAZIL (Nº DO VAGA: ASS )** Descrição**The Head of Compliance will be responsible for**:- Ensure an effective Compliance framework within BNPP AM Brazil that respects the local legal and regulatory requirements as well as its continuous upgrade in accordance with BNPP AM standards and policies, working in close collaboration...

  • Head Of Compliance

    Há 6 dias

    São Paulo, São Paulo, Brasil buscojobs Brasil Tempo inteiro

    Head of Sales – FintAILocal: São Paulo, SP (modelo híbrido) | Regime: Tempo integral Sobre a FintAI Na FintAI, estamos revolucionando os mercados de capitais com tecnologia de dados e inteligência artificial. Nosso time desenvolve soluções para gestão de risco, automação de backoffice, modelagem de crédito, otimização de portfólios e pesquisa...

  • Brazil: Head of Compliance, AML and Risk

    3 semanas atrás

    São Paulo, São Paulo, Brasil capital Tempo inteiro

    Overview We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. The Head of...

  • Brazil: Head of Compliance, AML and Risk

    2 semanas atrás

    São Paulo, São Paulo, Brasil Capital Tempo inteiro

    Overview Brazil: Head of Compliance, AML and Risk — Capital.com. Join to apply for the Brazil: Head of Compliance, AML and Risk role at Capital.com. We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless...

  • Brazil: Head of Compliance, AML and Risk

    3 semanas atrás

    São Paulo, São Paulo, Brasil Capital Tempo inteiro

    OverviewBrazil: Head of Compliance, AML and Risk — Join to apply for the Brazil: Head of Compliance, AML and Risk role at We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver...

  • Head of Finance

    Há 6 dias

    São Paulo, São Paulo, Brasil LaFinteca Tempo inteiro

    **Your mission**:As Head of Finance Brazil, you will lead all financial operations of our payment institution. Reporting to the Global Head of Finance (Spain), you'll be responsible for financial control, regulatory compliance, treasury, tax, and reporting. This is a hands-on leadership role in a fast-growing fintech where your work directly impacts...

  • Regional Head of HR

    Há 6 dias

    São Paulo, São Paulo, Brasil ISP Brazil Tempo inteiro

    **Description****ISP Regional Head of HR Role Profile****Purpose of Role**The role is responsible for the delivery of the ISP people plan and people services across the region. The position enables schools and employees in the region to experience the benefits of being part of ISP whilst maintaining cultural practices and legal parameters consistent with the...

  • Head of Legal

    3 semanas atrás

    São Paulo, São Paulo, Brasil Futuras Apostas Tempo inteiro

    Join to apply for the Head of Legal & DPO role at Futuras ApostasJoin to apply for the Head of Legal & DPO role at Futuras ApostasGet AI-powered advice on this job and more exclusive features.We believe that curiosity drives innovation, so let's satisfy your curiosity and introduce ourselves.We're Futuras Apostas, the company behind Brazino777 Brazil. It's...

  • Head of Legal

    3 semanas atrás

    São Paulo, São Paulo, Brasil Futuras Apostas Tempo inteiro

    Join to apply for the Head of Legal & DPO role at Futuras Apostas Join to apply for the Head of Legal & DPO role at Futuras Apostas Get AI-powered advice on this job and more exclusive features. We believe that curiosity drives innovation, so let's satisfy your curiosity and introduce ourselves.We're Futuras Apostas, the company behind Brazino777 Brazil....