Pl Compliance Analyst

2 semanas atrás

Sao Paulo, Brasil BNP Paribas Tempo inteiro
**Responsibilities**:
- Function as a transversal domain mid analyst across all businesses with regard to AML, Counter Terrorism Financing and Sanctions and Embargoes, and in this regard also work closely with Operations as well as Information Technology so as to ensure all functions in Sao Paulo are operating seamlessly;
- Assist the Head of AML/CFT as well as the Head of Financial Security in the restructuring of the CIB Brazil Compliance function/program to enable an effective compliance program for execution by 1st line business, as well as to execute and sustain a robust 2nd line of defense compliance process with respect to the Financial Security scope, including but not limited to: risk assessments, implementing and keeping policies/procedures and training materials up-to-date, in line with Group and local regulatory requirements, and ensuring that global policies and global requirements are properly implemented, assessing gaps and executing processes, reviewing and treating alerts and advising on sanctions and embargoes, as well as reporting; and
- Perform the review of alerts in the any and all available Anti-Money Laundering System, escalating issues as appropriate and ensuring that alerts are treated on time until a final decision is reached;
- Assist in the monitoring of the Sanctions and PEP related alerts and ensure that appropriate audit trail on the alert review and decision process is in place;
- Support the FS team, when needed, in performing KYC/KYI/KYS such as escalations, KYC recertification as well as advising the business and/operations when there are questions; performing risk assessments, reviews, reports, etc;
- Assist the Compliance Team in ensuring that global policies and procedures are implemented in Brazil in line with the local regulatory requirements;
- Perform qualitative checks to ensure that the processes are working properly;
- Report quantitative and qualitative data to governance forum and senior management;
- Follow up and assist the Head of KYC/TM in implementing new regulations and global requirements.
**Qualifications**:
- Good knowledge and experience as AML Officer local financial institutions, in particular deep understanding about the Brazilian AML legislation and regulatory requirements, particularly related to wholesale investment and corporate products as well as wealth management activities.
- Ability to execute tasks within tight deadlines.
- Excellent interpersonal skills necessary to work effectively with colleagues.
- High level of computer literacy.
- Experience with AML transaction monitoring and KYC tools.
- Understanding of AML processes and relevant regulatory issues.
- Ability to manage multiple priorities and tasks with the skills to adapt to changes in a fast-paced environment
"BNP Paribas is committed to providing a work environment that promotes diversity, inclusion and equal employment opportunities regardless of race, color, gender, age, creed, sex, religion, nationality, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status."

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