Risk management de Compliance e PLD

1 semana atrás


Brazil Fire Banking Tempo inteiro

RESPONSABILIDADES E ATRIBUIÇÕES

O profissional será o ponto focal para temas regulatórios, interagindo ativamente com representantes de órgãos reguladores como Bacen;

Irá acompanhar e garantir análises dos impactos de boletins, notificações, comunicados, circulares e mandates sobre seus produtos e serviços, assim como demandar internamente sobre os projetos os negócios;

Mapear, criar e acompanhar plano de ação para itens regulatórios que impactem os negócios, articulando as responsabilidades entre os times impactados, acompanhando as devidas implementações;

Gerenciar as equipes de Compliance e PLD;

Realizar a gestão do programa de integridade e ética;

Propor iniciativas que possam maximizar os resultados, incrementando a receita ou diminuindo os custos;

Estar presencialmente em grupos de trabalho e reunido com associações que representam o setor (FEBRABAN/ABECS).


  • Implantar e monitorar as políticas e procedimentos de risco definidas pela empresa;
  • Monitorar regularmente a consistência do book/carteira de investimentos consolidado de acordo com as premissas de posição definidas pela unidade de negócio;
  • Monitorar individualmente o risco e os respectivos parâmetros para os diferentes books e naturezas de operação;
  • Monitorar os limites de crédito da unidade de negócio
  • Realizar a gestão de bloqueios operacionais, monitorando e alertando o CFO sobre eventuais violações;
  • Realizar a gestão do fechamento contábil e financeiro de acordo com todas as operações realizadas na competência;
  • Realizar o fechamento tático e operacional dos resultados de risco da carteira no mês, com posterior montagem de report para o grupo.



REQUISITOS E QUALIFICAÇÕES

Experiência anterior em banco de médio ou grande porte na área de Compliance;

Experiência sólida no atendimento das demandas e no relacionamento com o BACEN;

Domínio técnico das normas do BACEN/CMN;

Profundo conhecimento técnico dos processos de trabalho de compliance;

Experiência na condução de PLDFT;

Conhecimentos em obrigações legais gerais (municipais, estaduais, federais) que possam afetar o negócio;

Experiência em gestão de equipes.


Graduação completa (Direito, Administração de empresas, Economia, Engenharia, ou áreas correlatas);

Especialização em Compliance (desejável);

Idioma: inglês intermediário (desejável).





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