Compliance Specialist in Wealth Management

3 semanas atrás

Sao Paulo, Brasil UBS Tempo inteiro

Brazil
- Compliance, Risk
- Group Functions

**Job Reference #**
- 260973BR

**City**
- Sao Paulo

**Job Type**
- Full Time

**Your role**
- Are you able to leverage your regulatory knowledge and Compliance experience to positively influence risk decisions and promote a strong culture of Compliance?
- We're looking for someone who can:
- participates in the business divisional risk assessment and reporting process, monitors and escalates where residual risk exceeds risk appetite
- delivers independent risk assessment and reports
- provides business divisional management with controls, tools, training, frameworks, information and insights required to perform their risk management and supervisory responsibilities
- prepares and delivers proposals for the control, mitigation and remediation of compliance and operational risk issues arising out of the operations of the business division
- prepares concise, objective and accurate reports that provide insight into the business division’s risk profile and include interdisciplinary, holistic and systemic root cause analysis

**Your team**
- You will be working as part of our Wealth Management Americas Compliance and Operational Risk Control (C&ORC) team, focusing on fulfilling the Second Line of Defense (2LoD) Compliance mandate. Your role will require keen risk judgment, decisiveness, communication and interpersonal skills, and superb integrative thinking across all facets of compliance risk policies, procedures, and processes.

**Your expertise**
- experience in the financial services industry with focus on compliance, regulatory matters, audit, risk management or governance processes
- good understanding of Brazilian compliance laws, rules, regulations, risks and appropriate controls
- influencing business partners on key compliance risks and actions required to mitigate risk
- ability to be structured, analytical, holistic, and thorough in your approach, with the ability to form defensible conclusions from risk assessments
- bachelor’s degree or international equivalent

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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