Legal and Compliance Officer
Há 3 horas
Responsibilities:
- Serving as the designated Risk Management and Compliance professional required by ICVM 558;
- Administering the compliance program for PIMCO Latin America & The Caribbean, which includes overseeing certain services;
- Maintaining compliance policies and procedures and monitoring compliance with these policies and procedures;
- Providing all required staff training and compliance testing and reporting;
- Reviewing marketing materials and website content for compliance with legislation and compliance policies and procedures;
- Coordinating with PIMCO's Latin America & The Caribbean's business and PIMCO's global legal and compliance team.
Qualifications:
- At least 6+ years of compliance/legal/risk/audit experience with a global financial services organization;
- Post-secondary education. Juris Doctor degree (JD) or equivalent and experience as a lawyer required;
- Previous compliance experience for an investment fund manager is highly desired;
- Experience working with regulators and acting as a key point of contact;
- Ability to effectively work with all levels of management and other compliance functional areas to meet objectives;
- Fluent in both Portuguese and Spanish, with written and oral communication skills.
-
Compliance Officer
Há 2 dias
São Paulo, São Paulo, Brasil Lestars Management Consultancy Tempo inteiro R$80.000 - R$120.000 por anoThe Compliance Officer will ensure the firm meets all regulatory requirements, including AML/CFT (Anti-Money Laundering/Counter-Terrorism Financing), data privacy (LGPD), and payment licensing rules.Job Responsibilities:Develop and implement compliance policies per BACEN, COAF, and LGPD.Lead the licensing process, ensuring all regulatory...
-
Compliance Officer
1 semana atrás
São Paulo, São Paulo, Brasil RedotPay Tempo inteiro R$60.000 - R$120.000 por anoAbout RedotPayRedotPay is a global crypto payment fintech that integrates blockchain solutions into traditional banking and finance infrastructure. Our user-friendly crypto platform empowers millions worldwide to spend and send crypto assets, providing faster, more accessible and inclusive financial services. We are dedicated to advancing financial inclusion...
-
Compliance Officer
Há 8 horas
São Paulo, São Paulo, Brasil DolarApp Tempo inteiro R$120.000 - R$180.000 por anoAbout DolarAppAt DolarApp, we're building the future of cross-border payments in Latin America. We're looking for a Compliance Officer in Brazil to help us stay ahead of regulations, strengthen our AML/CFT framework, and build trust with regulators, partners, and customers.The RoleAs our Compliance Officer, you'll own the local compliance program in Brazil,...
-
Compliance Officer
Há 6 horas
São Paulo, São Paulo, Brasil Lestars Management Consultancy Tempo inteiro R$60.000 - R$120.000 por anoHead of ComplianceMain duties of the role:Manage the application and renewal of iGaming licenses and permits, liaising with regulatory bodies to address inquiries and maintain positive relationships. Provide guidance on compliance with current and future licensing requirements.Risk Management and Audits: Identify, assess, and mitigate compliance risks,...
-
Compliance Officer
Há 2 dias
São Paulo, São Paulo, Brasil Miray Holdings Tempo inteiro R$120.000 - R$180.000 por anoWe are not just another Fintech company. We're on a mission to revolutionize the financial landscape. From innovative banking solutions to cutting-edge digital asset products, we're transforming how people interact with money. Working with us will suit those who want to have an impact, who are comfortable getting uncomfortable, willing to take risks and...
-
Compliance Officer
Há 2 dias
São Paulo, São Paulo, Brasil Miray Holdings Tempo inteiro R$6.000 - R$12.000 por anoWe are not just another Fintech company. We're on a mission to revolutionize the financial landscape. From innovative banking solutions to cutting-edge digital asset products, we're transforming how people interact with money.Working with us will suit those who want to have an impact, who are comfortable getting uncomfortable, willing to take risks and win...
-
Compliance Officer
Há 2 dias
São Paulo, São Paulo, Brasil bb-90e1-498a-9a12-4356b4fae7e9 Tempo inteiro R$120.000 - R$200.000 por anoWe are not just another Fintech company. We're on a mission to revolutionize the financial landscape. From innovative banking solutions to cutting-edge digital asset products, we're transforming how people interact with money.Working with us will suit those who want to have an impact, who are comfortable getting uncomfortable, willing to take risks and win...
-
Compliance Officer
2 semanas atrás
São Paulo, São Paulo, Brasil DolarApp Tempo inteiro R$60.000 - R$120.000 por anoWho we areOur vision is simple: a global financial system, without hidden fees or unfair FX rates. With control in the hands of the users instead of the hands of banks. With fund management capabilities to grow your savings for decades and build generational wealth.What we're looking forAs our Compliance Officer, you'll own the local compliance program in...
-
Compliance Officer
2 semanas atrás
São Paulo, São Paulo, Brasil Superbet Tempo inteiro R$60.000 - R$120.000 por anoIt's an exciting time to join Superbet, we're entering new markets, developing new technologies, and moving step by step towards our goal of exciting the world. As our business grows, the number of exciting people initiatives grows with it, and we're looking for a new colleague to partner with our team to bring these to life.Superbet is currently looking for...
-
MLRO & Compliance Officer - FinTech, Brazil
Há 6 horas
São Paulo, São Paulo, Brasil PAPEL Tempo inteiro R$90.000 - R$120.000 por anoAt Papel Holdings, we're not just another Fintech company. We're on a mission to revolutionize the financial landscape. From innovative banking solutions to cutting-edge digital asset products, we're transforming how people interact with money.Careers at Papel suit those who want to have an impact, who are comfortable getting uncomfortable, willing to take...
