Legal and Compliance Officer
Há 8 horas
Responsibilities:
- Serving as the designated Risk Management and Compliance professional required by ICVM 558;
- Administering the compliance program for PIMCO Latin America & The Caribbean, which includes overseeing certain services;
- Maintaining compliance policies and procedures and monitoring compliance with these policies and procedures;
- Providing all required staff training and compliance testing and reporting;
- Reviewing marketing materials and website content for compliance with legislation and compliance policies and procedures;
- Coordinating with PIMCO's Latin America & The Caribbean's business and PIMCO's global legal and compliance team.
Qualifications:
- At least 6+ years of compliance/legal/risk/audit experience with a global financial services organization;
- Post-secondary education. Juris Doctor degree (JD) or equivalent and experience as a lawyer required;
- Previous compliance experience for an investment fund manager is highly desired;
- Experience working with regulators and acting as a key point of contact;
- Ability to effectively work with all levels of management and other compliance functional areas to meet objectives;
- Fluent in both Portuguese and Spanish, with written and oral communication skills.
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