Compliance Officer

**About the Role**:
**Grade Level (for internal use)**: 12
**Role**: Compliance Officer
The Compliance Officer will be responsible for the interaction with regulators, exams and response to regulators to ad hoc requests.
The role is responsible for the AML program in Brazil supporting the commercial and analytical team to screen issuers and assigning the risk of each customer and beneficial owners.
**Responsibilities**:
Support the On Going development and implementation of the Compliance Program
Perform Internal Investigations, reviews and risk assessments, identifying weaknesses and when necessary recommending next steps and action plans.
Identify Complaints and follow up on the remediation and response to the complainant
Identify regulatory requests and implement actions to implement or remediate findings from exam, internal audit or Compliance Examinations Team.
Assist in the execution of a compliance communication program for the organization throughout your areas of coverage that promotes
(a) heightened awareness of Standards of Conduct, and
(b) understanding of new and existing compliance issues and related policies and procedures;
Assist the wider regional effort by covering and advising on compliance matters in other North American offices.
Assist the wider regional effort by covering and advising on compliance matters in other Latam offices.
**What We're Looking For**:
**Basic Required Qualifications**:
5-8 years of directly related / comparable compliance experience within a large financial services firm;
Bachelor's degree (a legal qualification is desirable)
Proficiency in Excel, Word and PowerPoint.
Requires advanced proficiency in English communication skills (reading, speaking, and writing).
Strong interpersonal and team skills;
Strong verbal and written communication skills;
Analytical, solutions-oriented and detail oriented;
Excellent presentation skills and ability to provide compliance training to all levels;
Self-motivated and well-organized; able to prioritize tasks and work well under pressure; able to stay abreast of changing regulatory rules and procedures in a developing industry;
S&P Global states that the anticipated final base salary for this role will be based on the individual's geographic location, as well as experience level, skill set, training, licenses and certifications.
In addition to base compensation, this role is eligible for an annual incentive plan.
This role is eligible to receive additional S&P Global benefits.
About S&P Global Ratings
At S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential to translating complexity into clarity so market participants can uncover opportunities and make decisions with conviction.
By bringing transparency to the market through high-quality independent opinions on creditworthiness, we enable growth across a wide variety of organizations, including businesses, governments, and institutions.
**S&P Global Ratings is a division of S&P Global (NYSE**: SPGI).
S&P Global is the world's foremost provider of credit ratings, benchmarks, analytics and workflow solutions in the global capital, commodity and automotive markets.
With every one of our offerings, we help many of the world's leading organizations navigate the economic landscape so they can plan for tomorrow, today.
What's In It For You?
**Our Purpose**:
Progress is not a self-starter.
It requires a catalyst to be set in motion.
Information, imagination, people, technology-the right combination can unlock possibility and change the world.
Our world is in transition and getting more complex by the day.
We push past expected observations and seek out new levels of understanding so that we can help companies, governments and individuals make an impact on tomorrow.
At S&P Global we transform data into Essential Intelligence, pinpointing risks and opening possibilities.
We Accelerate Progress.
**Our People**:
We're more than 35,000 strong worldwide—so we're able to understand nuances while having a broad perspective.
Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all.
**Our Values**:
Integrity, Discovery, Partnership
At S&P Global, we focus on Powering Global Markets.
Throughout our history, the world's leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead.
We start with a foundation of integrity in all we do, bring a spirit of discovery to our work, and collaborate in close partnership with each other and our customers to achieve shared goals.
**Benefits**:
We take care of you, so you can take care of business.
We care about our people.
That's why we provide everything you—and your career—need to thrive at S&P Global.
**Our benefits include**:
**Health & Wellness**: Health care coverage designed for the mind and body.
**Flexi