Compliance Executive Director

3 semanas atrás

São Paulo, São Paulo, Brasil UBS Tempo inteiro
Brazil
- Compliance
- Group Functions
**Job Reference #**
- BR
**City**
- Sao Paulo
**Job Type**
- Full Time
**Your role**
- Are you able to leverage your regulatory knowledge and Compliance experience to positively influence risk decisions and promote a strong culture of Compliance?
- We're looking for someone who can:
- participates in the business divisional risk assessment and reporting process, monitors and escalates where residual risk exceeds risk appetite
- delivers independent risk assessment and reports
- provides business divisional management with controls, tools, training, frameworks, information and insights required to perform their risk management and supervisory responsibilities
- prepares and delivers proposals for the control, mitigation and remediation of compliance and operational risk issues arising out of the operations of the business division
- prepares concise, objective and accurate reports that provide insight into the business division's risk profile and include interdisciplinary, holistic and systemic root cause analysis
**Your Career Comeback**
**Your team**
- You will be working as part of our Wealth Management Americas Compliance and Operational Risk Control (C&ORC) team, focusing on fulfilling the Second Line of Defense (2LoD) Compliance mandate. Your role will require keen risk judgment, decisiveness, communication and interpersonal skills, and superb integrative thinking across all facets of compliance risk policies, procedures, and processes.
**Your expertise**
- solid experience in the financial services industry with focus on compliance, regulatory matters, audit, risk management or governance processes
- good understanding of Brazilian compliance laws, rules, regulations, risks and appropriate controls
- influencing business partners on key compliance risks and actions required to mitigate risk
- ability to be structured, analytical, holistic, and thorough in your approach, with the ability to form defensible conclusions from risk assessments
- bachelor's degree or international equivalent
**About us**
- UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment

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