Compliance Analyst

Overview

Compliance Analyst - Brazil at Marex. This role covers Marex Brazil’s Agrinvest and other Marex activities from a Compliance perspective, focusing on implementing, monitoring, and maintaining compliance policies and procedures to ensure compliance with legal, regulatory, and internal standards in commodity trading operations.

• Conduct compliance and AML risk analyses for customers, suppliers, and business partners.
• Monitor business transactions to identify potential misappropriation, fraud, or illegal practices (e.g., money laundering, corruption).
• Develop and review international policies, such as the Code of Conduct, Anti-Corruption Policy, and Compliance Policy.
• Provide regulatory compliance opinions for projects and new activities/services to be developed by Agrinvest and other Marex Group companies in Brazil.
• Participate in projects and initiatives of Agrinvest and other Marex Group companies as a Compliance representative.
• Assist and support the development and management of the Compliance and AML Programs of Agrinvest and other Marex Group companies in Brazil.
• Conduct periodic compliance training for employees.
• Monitor relevant national and international legislation (e.g., Anti-Corruption Law, FCPA, UK Bribery Act, Central Bank and CVM regulations) and conduct analyses.
• Participate in internal and external audits, providing documentary and technical support.
• Prepare compliance reports and key performance indicators (KPIs) for the Brazilian Compliance department.
• Ensure compliance with the company’s regulatory requirements under Brazilian Central Bank and Brazilian Securities Commission rules.
• Adhere to the operational risk framework for your role ensuring that all regulatory or company-determined parameters are complied with.
• Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
• Comply with Marex’s Code of Conduct at all times.
• Adhere to internal policies related to your role or responsibilities and report breaches to Compliance or your supervisor as required.
• Escalate risk events immediately and provide input to risk management processes, as required.

• Bachelor’s degree in law, Business Administration, Economics, International Relations, or related fields.
• Knowledge of regulatory legislation, internal controls, and corporate governance. A postgraduate degree in the field is a plus.
• 3 to 5 years of prior experience in commodities companies or financial institutions in similar roles (Compliance, AML, Auditing, Risk, Internal Controls, etc.). Previous experience in brokerage firms or securities dealers is a plus.
• Advanced English (spoken and written)
• Proficiency in risk analysis and compliance tools (e.g., World-Check, LexisNexis, SAP GRC).
• Excellent English and Brazilian Portuguese verbal and written communication skills
• Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.

• A collaborative team player, approachable, self-efficient and able to influence a positive work environment
• Demonstrates curiosity
• Resilient in a challenging, fast-paced environment
• Excels at building relationships, networking and influencing others
• Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness

• Act with integrity
• Act with due skill, care and diligence
• Be open and cooperative with regulators (e.g., FCA, PRA) and other authorities
• Pay due regard to the interests of customers and treat them fairly
• Observe proper standards of market conduct
• Act to deliver good outcomes for retail customers

Respect - Clients are at the heart of our business, with superior execution and client service. Integrity - Doing business the right way with high ethical standards. Collaborative - We work in teams with open communication and willingness to collaborate. Developing our People - We aim to grow our talent and provide career opportunities. Adaptable and Nimble - We are big enough to meet client needs and flexible to respond quickly to changes. Marex is committed to eliminating unlawful or unfair discrimination and values a diverse workforce.

Location: Curitiba, Paraná, Brazil.

Note: Candidates with experience outside of this range will still be considered.