Investment Services Regulatory Compliance Expert

Há 10 horas


Mato Grosso, Brasil beBeeRegulatory Tempo inteiro R$150.000 - R$200.000
Key Role in Investment Services Regulatory Compliance

This is a pivotal position within our Financial Services Advisory team, focusing on supporting strategies and ensuring regulatory compliance for investment services clients. You will work closely with clients to navigate complex requirements, assist with authorization or relocation processes, and foster positive relationships.

The successful candidate will have expertise in managing projects, providing advice on regulatory requirements, and assisting clients in developing internal policies and procedures. Additionally, they will oversee the preparation and submission of regulatory documentation, conduct impact assessments, and mentor team members.

  • Key Responsibilities:
  • Manage projects, ensuring deliverables are met within scope, budget, and timelines.
  • Provide expert advice on regulatory requirements, including interpretation of regulations and best practices guidance.
  • Assist clients in developing and updating internal policies and procedures to align with regulatory expectations.
  • Oversee preparation and submission of regulatory documentation and filings.
  • Conduct regulatory impact assessments for new regulations and advise clients on compliance strategies.
  • Mentor and develop team members, fostering continuous learning and professional growth.
  • Contribute to business growth by supporting thought leadership material creation and attending relevant industry events.
  • Collaborate with other service lines to provide integrated solutions.

Requirements and Qualifications:

  • Bachelor's degree in Law, Business, Finance, or a related field.
  • Minimum 5 years of experience in regulatory affairs or regulatory compliance.
  • Solid understanding of regulatory frameworks, including MiFID II, AIFMD, and/or UCITS directive.
  • Strong communication and interpersonal skills.
  • Ability to build and maintain strong client relationships and networks.

We Offer:

A flexible environment where you can grow professionally and develop your skills. Our diverse and inclusive culture encourages collaboration and innovation, empowering you to achieve your goals.



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