Regulatory Compliance Analyst
Há 3 dias
OverviewThe Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration.The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and industry best practices across all jurisdictions.Key ActivitiesActivities carried out with a global scope, covering Hedgepoint Group companies in Brazil, USA, Switzerland, Uruguay, Singapore, and Dubai, in accordance with the legal and regulatory requirements of each country and their respective financial market regulators.Compliance and Regulatory AnalysisMonitor and analyze applicable laws and regulations in the countries of operation.Draft legal opinions and action plans for risk mitigation.Conduct legal and regulatory risk assessments.Perform compliance reviews and prepare regulatory reports.Track and consolidate regulatory obligations across all areas, ensuring compliance within regulatory deadlines.Create and review policies and procedures aligned with legal and regulatory requirements.Develop and maintain client onboarding checklists addressing legal and regulatory obligations.Create, review, and update suitability rules in accordance with the regulatory standards of all applicable countries.Monitoring and TrainingConduct compliance testing to ensure adherence to internal and external standards.Develop, update, and deliver training on compliance and regulatory requirements.Provide ongoing support regarding the interpretation of laws and regulations.Collaboration and ReportingRespond to audits and requests from regulatory authorities.Prepare reports, presentations, KPIs, and support compliance projects.Work closely with business areas to integrate compliance into operational processes.QualificationsBachelor's degree in law.Proficiency in regulatory frameworks.Experience with risk assessment and internal controls, policies & procedures, Brazilian Central Bank, CVM, NFA/CFTC.Microsoft Word (write), Excel (graphs and tables), Power Point (presentations), Adobe Pro, Power BIFluent English, Spanish and PortugueseExperience working in Broker Dealer (DTVM / CTVM) Compliance DepartmentsTech/ AI innovations.LocationCampinas, SP - Up to twice a week at the base office (Hybrid)Privacy Notice: By participating in our selection process, you confirm that you are aware of and agree to all the terms stipulated in our Hedgepoint Privacy Notice.Click here to view and print our Privacy Notice.#J-*****-Ljbffr
-
Regulatory Compliance Analyst
Há 20 horas
Campinas, Brasil Hedgepoint Group Tempo inteiroJob PurposeThe Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration.The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...
-
Regulatory Compliance Analyst
4 semanas atrás
Campinas, Brasil Hedgepoint Group Tempo inteiroJob Purpose The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...
-
Regulatory Compliance Analyst
4 semanas atrás
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroOverview The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...
-
Regulatory Compliance Analyst
Há 16 horas
Campinas, São Paulo, -, Brazil Hedgepoint Global Markets Tempo inteiro R$80.000 - R$120.000 por anoJOB PURPOSE The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...
-
Compliance Analyst
Há 20 horas
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroJOB PURPOSEThe Compliance Analyst will be responsible for executing the activities mentioned below to contribute with Hedgepoint on conducting its business in full compliance with applicable laws, regulations, ethical market standards and business practices.KEY ACTIVITIESAll activities shall be performed across all Hedgepoint Group companies (Brazil, USA,...
-
Compliance Analyst
Há 3 dias
Campinas, Brasil Hedgepoint Global Markets Tempo inteiroJOB PURPOSE The Compliance Analyst will be responsible for executing the activities mentioned below to contribute with Hedgepoint on conducting its business in full compliance with applicable laws, regulations, ethical market standards and business practices. KEY ACTIVITIES All activities shall be performed across all Hedgepoint Group companies (Brazil, USA,...
-
Compliance Analyst
Há 4 dias
Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro R$30.000 - R$60.000 por anoJOB PURPOSE The Compliance Analyst will be responsible for executing the activities mentioned below to contribute with Hedgepoint on conducting its business in full compliance with applicable laws, regulations, ethical market standards and business practices.KEY ACTIVITIES All activities shall be performed across all Hedgepoint Group companies (Brazil,...
-
[Ambev Global Tech] Tech Compliance Specialist
1 dia atrás
Campinas, Brasil Ambevtech Tempo inteiroJoin to apply for the (Ambev Global Tech) Tech Compliance Specialist role at Ambev Tech . Descrição da vaga: The Tech Compliance Specialist plays a critical role in ensuring the security and compliance of global IT solutions across the organization. This specialist will support the design, implementation, and management of security and compliance programs,...
-
Sr. Scientist, Regulatory Affairs
Há 3 dias
Campinas, Brasil Organon Tempo inteiroJob Description The Position Reporting to the CMC Principal Scientist, International CMC (LATAM), the successful candidate will be responsible for assessment of changes for regulatory impact, development of regional CMC strategy, preparation of CMC documentation and execution of regional post-approval CMC supplements and new product registrations for...
-
R&d Clinical Analyst
2 semanas atrás
Campinas, Brasil Zoetis Tempo inteirolocations- Campinas- time type- Full time- posted on- Posted Today- job requisition id- JR00013405- Role Description - Responsible for supporting research & development clinical studies for pharmaceutical (antiparasiticides) projects in compliance with appropriate regulatory requirements and internal policies. Effectively collaborates with the...
