Compliance and Risk Manager

Há 1 dia

FIM Brazil Finance in Motion Tempo integral
Description

As part of the expansion of Finance in Motion's global investment platform in Brazil, we are looking for an experienced professional with an entrepreneurial mindset and a strong implementation capability to join our team as Compliance and Risk Manager in Rio de Janeiro. This is a unique opportunity to become part of the founding team of Finance in Motion Brazil and play a key role in establishing the Governance, Risk Management, Compliance, Internal Controls and Integrity framework of a new international impact asset management company.

The successful candidate will work closely with the Chief Risk & Compliance Officer (CRCO), the investment team, global Finance in Motion colleagues, legal advisors, fiduciary administrators, custodians, external auditors, regulators and institutional investors.

The role will be instrumental in supporting the structuring of Finance in Motion Brazil's first investment funds, including vehicles focused on sustainable finance, blended finance and impact investing.

Beyond regulatory responsibilities, the successful candidate will actively contribute to the implementation of processes, corporate policies, governance structures, committees and internal controls, playing a key role in the sustainable growth of Finance in Motion's Brazilian operations.
English is the company's working language, while Portuguese is essential for effective interaction with local stakeholders and the Brazilian regulatory environment.
 
Key Responsibilities

Risk Management
  • Support the implementation and continuous enhancement of the Enterprise Risk Management (ERM) framework.
  • Develop methodologies for risk identification, assessment, monitoring and reporting.
  • Monitor credit, market, liquidity, operational, counterparty, compliance, ESG and reputational risks.
  • Develop KRIs, dashboards and management reports.
  • Perform stress testing and scenario analysis.
  • Support risk assessments related to new funds, products and transactions.
Compliance & Regulatory Affairs
  • Support the implementation and continuous improvement of the Compliance Program.
  • Ensure compliance with CVM regulations, ANBIMA Codes, Finance in Motion global policies and market best practices.
  • Monitor regulatory developments and coordinate their implementation.
  • Support interactions with CVM, ANBIMA, external auditors and other regulatory authorities.
  • Monitor conflicts of interest and support mitigation measures.
Internal Controls & Governance
  • Support the development of Finance in Motion Brazil's governance framework.
  • Develop policies, procedures and internal controls.
  • Perform periodic internal control testing and monitor remediation plans.
  • Prepare materials for Management, Committees and governance bodies.
  • Support the implementation and enhancement of the Risk, Compliance, Ethics and Integrity Committees.
AML/CFT, KYC & Third-Party Governance
  • Coordinate KYC, due diligence and client monitoring processes.
  • Support AML/CFT processes.
  • Participate in the selection, due diligence and monitoring of fiduciary administrators, custodians, external auditors and other critical service providers.
  • Monitor SLAs and risks related to key service providers.
Reporting & Risk Culture
  • Prepare reports for Management, Committees, CVM, ANBIMA and other stakeholders.
  • Support the development of key performance indicators.
  • Deliver internal training on ethics, compliance, risk and internal controls.
  • Promote a culture of integrity, governance and risk management.
 
What we expect:
  • Bachelor's degree in business administration, Economics, Accounting, Law, Engineering or related fields.
  • Postgraduate degree or MBA is an advantage.
  • Minimum 8 years of professional experience in Risk Management, Compliance, Internal Controls, Audit or Governance within the financial sector.
  • Experience in asset management, fiduciary administration, banks or regulated financial institutions.
  • Experience with investment funds (FIAGRO, FIDC, FIP or similar structures).
  • Strong knowledge of CVM Resolution 21, CVM Resolution 175 and ANBIMA Codes.
  • Experience implementing governance, risk and compliance frameworks.
  • Experience with blended finance, sustainable finance, ESG or impact investing is an advantage.
  • High ethical standards, hands-on profile, strong analytical skills and excellent communication.
  • Advanced or fluent English (mandatory); Spanish is an advantage.

What you can expect:
  • An agile, widely diverse international working environment with employees of 68 nationalities that is keenly interested in making a positive difference through their work and who share a collaborative, can-do spirit.
  • A company that is committed to fostering a diverse and inclusive workplace where people from all backgrounds can thrive, contribute, and grow.
  • A job that allows you to fully utilize and expand your skills within an innovative, hands-on company culture.
  • A purpose-driven, performance-oriented company that rewards above-average results.
  • An organization dedicated to providing effective training and upskilling to its employees.
  • A company that offers a flexible and amicable work environment, placing a high value on work-life balance.      

We, a team of over 300 dedicated professionals across 16 regional offices worldwide, are committed to advancing sustainable development through pioneering finance solutions. If you relish tackling complex challenges hands-on and crave an adaptable and motivating work environment, we're eager to connect with you.