Governmental & Regulatory Affairs Specialist

3 semanas atrás

São Paulo, São Paulo, Brasil UBS Tempo inteiro
Governmental & Regulatory Affairs Specialist

Join to apply for the Governmental & Regulatory Affairs Specialist role at UBS

Governmental & Regulatory Affairs Specialist

Join to apply for the Governmental & Regulatory Affairs Specialist role at UBS

Job Reference #
BR
Job Type
Full Time
Your role
Are you curious, have attention to detail and the ability to pick up a variety of new topics quickly? You like working in a dynamic team responsible for delivering on key regulatory focus topics?
We are looking for a Regulatory Affairs position who strengthens our Regulatory Relations LatAm team. In this role, you will be working in a dynamic and agile team and have pronounced visibility direct relationship with the Brazilian Regulators.
In particular, you will:

  • be part of a team responsible for effectively coordinating and managing the relationship between UBS and local regulators regarding all prudential supervisory interactions and responses to regulatory requests and inquiries
  • globally communicate with the Regulatory Affairs teams in Switzerland and US as well as with the local UBS regulatory managers to ensure a consistent approach to regulatory issues
  • proactively engage with, brief, and advise senior management on regulatory interactions within your coverage, and help to formulate an appropriate approach for regulatory communication
  • provide guidance and advice to business and control & support functions to react to and deliver against regulatory requests and exercises
  • monitor the execution and implementation of remedial supervisory actions and provide strategic guidance in relation to preparation for supervisory reviews
  • track the new regulations applicable to the business coordinating the implementation within the Compliance and Business teams
Your team
You'll be working on Governmental and Regulatory Affairs team, based in São Paulo, Brazil. We are the interface between UBS and its key supervisors and maintain the day-to-day relationship in addition to supporting senior management in their interactions with supervisory authorities. We coordinate and manage supervisory exams and the resulting follow-ups and coordinate UBS's overall engagement and remediation activities. This role offers exposure to a large network of specialists, senior professionals and management across UBS.
Your expertise
  • +6 years of work experience in a similar area (e.g.: legal, regulatory compliance or risk)
  • a sound understanding of the financial sector regulatory landscape and developments and related concepts
  • familiarity with Wealth Management and Investment

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