Business Control

3 semanas atrás

Sao Paulo, Brasil Bank of America Tempo inteiro

The Global Markets Business Controls Office (BCO) is responsible for the creation, maintenance and oversight of a robust supervision and control infrastructure relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as operational controls in partnership with the business Front Line Unit (FLU). BCO is a global group with teams in many locations providing control oversight to Sales, Trading, Electronic/Algorithmic and Research businesses across Global Markets in respect of regulatory and governance programs.

The Trade Surveillance Specialist will work alongside the global trade surveillance team, focused in one or more of the following asset classes: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading. This position will require a good and demonstrable experience in trade surveillance alert investigation and dispositioning and a good understanding of Market Misconduct behaviors and other Trading and Sales applicable regulations, to support key aspects of the bank’s Trade Surveillance Framework in the FLU or 1st Line.

**Responsibilities**:

- Work within a regional GM BCO team to review, disposition and investigate Trade Surveillance alerts;
- Work with and escalate to the Central Trade Surveillance team within the GM BCO function, escalating where further investigation is required, where gaps are discovered or proposing changes/improvements to surveillance scenarios to reduce false positives alerts;
- Work as a team to maintain global transparency and consistency (where appropriate) of roles, processes and accountabilities, and enhance governance and associated documentation;
- Provide support to those interacting with Regulatory agencies (e.g. OCC, FINRA, SEC, PRA, FCA, etc.) as required;
- Work with global GM BCO and internal stakeholders to identify control gaps, design, implement and track through SIAIs remedial actions to close and continue to improve conduct and culture within the business and wider organization;
- Provide BCO input into Enterprise and Global Markets policies and procedures;
- Represent Global Markets BCO at various committees, forums and meetings as required; and
- Act as an escalation point to BCO and local FLU leadership for any items that require escalation, awareness or approval.

**Core skills and requirements**:

- 5+ years of demonstrable trade surveillance alert review and dispositioning experience;
- Bachelor's degree preferred or equivalent experience;
- Understanding of Market Misconduct behaviors across Trading and Sales business;
- Ability to work collaboratively across multiple stakeholders and deliver results in a timely manner;
- Self-starter with ability to multitask and manage competing priorities, managing effectively in a dynamic environment;
- Excellent verbal and written communication skills with the ability to articulate complex concepts in a clear and concise manner;
- Attention to detail and high standard for quality work product;
- Commitment to provide timely and accurate information to BCO colleagues as required;
- Ability to think creatively to solve problems and anticipate potential questions or issues;
- Effective time management and prioritization, strong multi-tasking abilities;
- Excellent judgment in handling sensitive and confidential information;
- FINRA Series 7, 24 & 63 licenses preferred but not a pre-requisite.
- Fluent in Portuguese and English

**Job Band**:
H5

**Shift**:
**Hours Per Week**:
40

**Weekly Schedule**:
**Referral Bonus Amount**:
0

  • Fbm Americas Cem

    4 semanas atrás

    Sao Paulo, Brasil JPMorgan Chase Bank, N.A. Tempo inteiro

    The product control function provides support to the financial controllers and trading desks to ensure that the P&L, balance sheet, and month end close procedures are done correctly and accurately. **Duties and Responsibilities**: - Monthly & Quarterly regulatory reporting, coordinating with Financial Control, VCG, External Reporting, and Central Reporting...

  • Business Control Analyst

    4 semanas atrás

    São Paulo, Brasil JPMorgan Chase & Co. Tempo inteiro

    The product control function provides support to the financial controllers and trading desks, ensuring that the balance sheet, RWA, cost of capital and month end close procedures are done correctly and accurately. Job Responsibilities:  Assist with RWA reporting and month-end close processes Analyze balance sheet, (spot and Average) information ...

  • Controls Business Manager

    3 semanas atrás

    São Paulo, Brasil JPMorgan Chase & Co. Tempo inteiro

    We’re looking for a talented individual to support business management activities for Client Onboarding & documentation Controls Management; which is the first line of defense to ensuring the firm puts the right controls in place to reduce business risk and empower decision making. If you have a passion for strategy, executive story-telling, analytics and...

  • Business Intelligence Analyst

    4 semanas atrás

    São Paulo, Brasil Care - Business Tempo inteiro

    Descrição Da vaga:Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções...

  • Business Intelligence Analyst

    Há 6 dias

    São Paulo, São Paulo, Estado de São Paulo, Brasil Care - Business Tempo inteiro

    Descrição Da vaga: Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções...

  • Business Intelligence Analyst

    Há 5 dias

    São Paulo, Brasil Care - Business Tempo inteiro

    Descrição Da vaga: Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções...

  • Business Intelligence Analyst

    Há 5 dias

    são paulo, Brasil Care - Business Tempo inteiro

    Descrição Da vaga: Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções inovadoras....

  • Business Intelligence Analyst

    4 semanas atrás

    São Paulo, Brasil Care - Business Tempo inteiro

    Descrição Da vaga: Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções inovadoras. ...

  • Business Intelligence Analyst

    Há 5 dias

    São Paulo, Brasil Care - Business Tempo inteiro

    Descrição Da vaga: Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções...

  • Business Intelligence Analyst

    4 semanas atrás

    São Paulo, SP, Brasil Care - Business Tempo inteiro

    Descrição Da vaga: Estamos em busca de um profissional para se juntar à nossa equipe. Você será parte de um ambiente dinâmico e colaborativo, trabalhando em projetos desafiadores que impactam diretamente nosso negócio e dos nossos clientes. Esta é uma grande oportunidade para aprender e contribuir para o desenvolvimento de soluções inovadoras. ...

  • Internal Control Officer

    4 semanas atrás

    Sao Paulo, Brasil Adyen Tempo inteiro

    **This is Adyen** We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain...

  • Location Control Management

    Há 6 dias

    Sao Paulo, Brasil JPMorgan Chase Bank, N.A. Tempo inteiro

    The Brazil Local Control Management team is responsible for the oversight of governance and controls associated with operational risks in the country, ensuring implementation and execution of the firmwide Operational Risk and Control Management standards and procedures while also observing local requirements/nuances associated to rules, changes and...

  • Location Control Management

    Há 3 dias

    Sao Paulo, Brasil JPMorgan Chase Bank, N.A. Tempo inteiro

    The Brazil Local Control Management team is responsible for the oversight of governance and controls associated with operational risks in the country, ensuring implementation and execution of the firmwide Operational Risk and Control Management standards and procedures while also observing local requirements/nuances associated to rules, changes and...

  • Business Development Manager

    4 semanas atrás

    Sao Paulo, Brasil ATW Technology Inc Tempo inteiro

    Successful track record in managing and attaining multi-million-dollar businesses. - Collaborative and skilled in motivating, inspiring, and leading sales and cross-functional teams to achieve aggressive objectives. - Develop and strengthen business relationships with customers, partners, and sales agents. - Consistently meet personal and team goals and...

  • Business Development Manager

    4 semanas atrás

    Sao Paulo, Brasil CMA CGM Tempo inteiro

    Mercosul Line is part of the CMA CGM Group, a world leader in maritime transport and logistics. Mercosul Line is one of the leading players in Brazil's domestic container shipping market. It offers comprehensive and integrated services for greener transportation. **Strategy and Planning**: Develop and implement strategic plans for the organization to...

  • Business Operations Manager

    4 semanas atrás

    Sao Paulo, Brasil BOEING Tempo inteiro

    At Boeing, we innovate and collaborate to make the world a better place. From the seabed to outer space, you can contribute to work that matters with a company where diversity, equity and inclusion are shared values. We’re committed to fostering an environment for every teammate that’s welcoming, respectful and inclusive, with great opportunity for...

  • Associate Business Operations Specialist

    4 semanas atrás

    Sao Paulo, Brasil BOEING Tempo inteiro

    At Boeing, we innovate and collaborate to make the world a better place. From the seabed to outer space, you can contribute to work that matters with a company where diversity, equity and inclusion are shared values. We’re committed to fostering an environment for every teammate that’s welcoming, respectful and inclusive, with great opportunity for...

  • Control Manager

    3 semanas atrás

    São Paulo, Brasil JPMorgan Chase & Co. Tempo inteiro

    As a Control Manager in the Strategic Growth and International Consumer Bank, you will play a key role in managing operational, regulatory, and reputational risks. You will work closely with the business teams, gaining first-hand insight into challenges faced by the business as they design and build products and expand their business. You will be...

  • Operational Risk Business Management

    Há 5 dias

    Sao Paulo, Brasil JPMorgan Chase Bank, N.A. Tempo inteiro

    The Firmwide Operational Risk Capital and Stress Team (FORCAST) is an independent function responsible for the development and maintenance of the Firm's operational risk capital and stress testing framework. The role will be responsible for driving the business initiatives with a specific focus on CORE risk and control management, technology budget and...

  • Internal Control Specialist

    4 semanas atrás

    Sao Paulo, Brasil Nestle Operational Services Worldwide SA Tempo inteiro

    Somos uma empresa diversa, inclusiva, com pensamentos múltiplos e ideias inovadoras, que investe na Transformação Digital e preza pela inovação, tanto em nossos produtos quanto em nosso método de trabalho. Uma empresa que tem como valor o respeito e que se preocupa com o bem estar de nossos colaboradores. Se faz bem, a gente faz! **Propósito da...