Regulatory Compliance Specialist

Há 4 dias

São Paulo, São Paulo, Brasil beBeeCompliance Tempo inteiro R$900.000 - R$1.200.000
Job Overview

We are seeking a professional to fill the role of Regulatory Compliance Specialist. In this position, you will be responsible for ensuring our activities align with regulatory frameworks and assisting in anti-money laundering (AML) investigations.

Key Responsibilities:
  • Regulatory Compliance:
    • You will identify areas of non-compliance or partial compliance through analysis and prepare an action plan to address shortfalls;
    • Monitor and review regulatory developments, enforce adherence, advise management, and communicate updates to stakeholders;
    • Assist with policy reviews and training to ensure compliance with applicable regulations;
    • Develop technical knowledge concerning regulatory frameworks governing our operations;
  • Internal Controls:
    • You will manage internal compliance operational controls and conduct independent reviews and examinations as required;
    • Identify, highlight, and manage regulatory risks, findings, and recommendations;
    • Work with management and staff to implement and maintain suitable systems and controls to meet regulatory requirements;
  • Reporting:
    • You will assist in responding to law enforcement requests and inquiries;
    • Prepare compliance audit data by compiling and analyzing internal information;
    • Liaise with other departments to prepare reports requested by regulating authorities;
  • AML/CFT Compliance:
    • You will liaise with the Compliance Team to ensure sufficient due diligence has been conducted on customers;
    • Carry out customer account reviews to determine whether a reasonable suspicion of money laundering/terrorist financing exists;
    • Review and further investigate adverse media, politically exposed persons, and sanction-related escalations;
    • Extract and compile customer data for external reports and responding to Law Enforcement Requests;
    • Ensure proper handling of internal unusual activity reports;
    • Prepare and file suspicious transaction reports;
    • Implement our AML/CFT policies and procedures;
    • Maintain a working knowledge of local AML/CFT regulations, best practices, internal controls, and AML/CFT risk management practices;
Requirements:
  • A minimum of 3 years of relevant experience working with a financial institution (payment service provider/e-money) and preferably experience within the virtual financial assets market;
  • An understanding of AML regulations and payments services legislation within the banking/financial services industry;
  • The ability to distill and discern important information from regulatory guidance, statutes, and regulations, audit findings, and other documents and determine how it impacts our business;
  • The ability to perform independently and with minimal supervision;
  • Strong organizational skills – multi-tasked oriented and able to balance pressure and deadlines with constantly changing priorities;
  • Strong written and verbal communication skills;
  • The ability to prioritize workload in line with tight deadlines and work effectively under pressure;
  • Experience interacting with local regulators is a plus;
  • Knowledge of virtual financial assets and fintech products is preferred;
  • The ability to work within a matrixed environment and cross-functionally with operations and technology functions;

We are an equal opportunities employer and we are committed to creating an environment where opportunities are presented to everyone in a fair and transparent way.

  • Regulatory Compliance Specialist

    Há 3 dias

    São Paulo, São Paulo, Brasil beBeeCompliance Tempo inteiro R$90.000 - R$120.000

    **Regulatory Compliance Specialist Role**Our organization is seeking a seasoned Regulatory Compliance Specialist to oversee our regulatory compliance efforts. With a strong analytical mindset and proficiency in data analysis, you will ensure seamless integration of our operations with international standards.**Key Responsibilities:**Monitor and enforce...

  • Regulatory Compliance Specialist

    1 semana atrás

    São Paulo, São Paulo, Brasil beBeeMandate Tempo inteiro R$80.000 - R$100.000

    Regulatory Compliance SpecialistWe seek an experienced regulatory expert to ensure compliance with mandates and regulations. The ideal candidate will provide authoritative advice on structuring and execution, collaborating with cross-functional teams to drive product development and implementation.Key Responsibilities:Maintain up-to-date knowledge of...

  • Regulatory Specialist

    Há 6 dias

    São Paulo, São Paulo, Brasil EBANX Tempo inteiro

    Build your future with Sovos. If you\'re seeking a career where innovation meets impact, you\'ve come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the e... Regulatory Affairs Specialist We are seeking a Regulatory Affairs...

  • Regulatory Compliance Specialist

    Há 6 dias

    São Paulo, São Paulo, Brasil beBeeCompliance Tempo inteiro R$1.000.000 - R$1.500.000

    Job DescriptionThe role of Regulatory Compliance Specialist is to ensure the company's activities align with local laws and regulations. This involves monitoring regulatory environments, identifying areas of non-compliance, and implementing corrective actions. Key ResponsibilitiesConduct GAP analysis to identify regulatory shortfalls and develop action plans...

  • Product Regulatory Compliance Specialist

    1 semana atrás

    São Paulo, São Paulo, Brasil beBeeRegulatory Tempo inteiro R$900.000 - R$1.200.000

    Product Regulatory Compliance SpecialistWe are seeking a highly skilled Product Regulatory Compliance Specialist to join our team in Brazil. This individual will play a pivotal role in ensuring the successful launch of products in the market by developing product-specific regulatory strategies, while maintaining compliance and achieving on-time market...

  • Specialist in Regulatory Compliance

    Há 6 dias

    São Paulo, São Paulo, Brasil beBeeRegulatory Tempo inteiro R$90.000 - R$120.000

    Regulatory Affairs SpecialistThe role involves conducting regulatory assessments to determine requirements for products in Brazil, preparing and submitting submissions to the Brazilian authorities, and providing guidance on compliance.Conducting thorough assessments of regulatory requirements to ensure compliance with Brazilian regulations.Preparing...

  • Regulatory Specialist Ii

    2 semanas atrás

    São Paulo, São Paulo, Brasil Sovos Compliance Tempo inteiro

    Build your future with Sovos.**The Work You'll Do**:As a Regulatory Specialist II, the primary responsibility will be to provide substantive research and analysis of rate changes, form changes and compliance issues. Individuals in this role are also responsible for representing the Regulatory Analysis Department on cross-functional initiatives such as those...

  • Regulatory Compliance Specialist

    1 semana atrás

    São Paulo, São Paulo, Brasil beBeeCompliance Tempo inteiro R$110.000 - R$130.000

    Job DescriptionThe Regulatory Compliance Specialist plays a pivotal role in spearheading client-facing initiatives to expand and refine content offerings.This includes serving as the primary point of contact for requirements, deadlines, and deliverables.Collaborate with Sales and Professional Services teams on documentation and pricing strategies.This role...

  • Senior Regulatory Compliance Specialist

    Há 6 dias

    São Paulo, São Paulo, Brasil beBeeRegulatory Tempo inteiro R$80.000 - R$105.000

    Country Approval Specialist Job DescriptionAbout the RoleWe are seeking a highly skilled Country Approval Specialist to support our regulatory strategy and submission activities.Key Responsibilities:Provide local regulatory advice to internal clients under guidance from relevant authorities.Coordinate project-specific services and ensure alignment with...

  • Regulatory Compliance Specialist

    Há 2 dias

    São Paulo, São Paulo, Brasil beBeeCompliance Tempo inteiro US$72.000 - US$108.000

    Job OverviewMaintaining regulatory compliance and ensuring business continuity are key responsibilities of this role.Key Responsibilities:Ensure organizational compliance with licensing and regulatory activities.Support clients on matters related to standard work procedures, technical documentation, and regulatory affairs.Provide guidance on product...