Financial Regulatory Compliance Expert

Há 4 dias

Campinas, São Paulo, Brasil beBeeRegulatory Tempo inteiro R$90.000 - R$120.000
Job Description

The Compliance Analyst plays a pivotal role in ensuring seamless adherence to applicable laws, financial regulations, and industry best practices across multiple jurisdictions.

Key Responsibilities:
  • Monitor and analyze regulatory changes globally, encompassing various countries and their respective financial market regulators.
  • Conduct thorough risk assessments, maintain internal controls, and contribute to cross-functional collaboration.
Compliance Analysis and Reporting:
  • Prepare comprehensive legal opinions and action plans for risk mitigation.
  • Perform compliance reviews, prepare regulatory reports, and track obligations across all areas.
  • Create and review policies, procedures, and client onboarding checklists aligned with legal and regulatory requirements.
  • Develop and maintain suitability rules in accordance with regulatory standards.
Monitoring, Training, and Collaboration:
  • Conduct regular compliance testing to ensure adherence to internal and external standards.
  • Develop and deliver training on compliance and regulatory requirements.
  • Provide ongoing support regarding the interpretation of laws and regulations.
  • Respond to audits and requests from regulatory authorities.
Requirements:
  • Bachelor's degree in law or a related field.
  • Proficiency in regulatory frameworks.
  • Experience with risk assessment, internal controls, policies & procedures, Brazilian Central Bank, CVM, NFA/CFTC.
  • Strong analytical and problem-solving skills.
  • Fluent English, Spanish, and Portuguese.

Candidates should be familiar with technological innovations and have experience working in compliance departments within the financial services industry.

  • Regulatory Compliance Analyst

    2 semanas atrás

    Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro

    OverviewThe Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration.The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and industry...

  • Regulatory Compliance Analyst

    2 semanas atrás

    Campinas, São Paulo, Brasil Hedgepoint Group Tempo inteiro

    Job Purpose The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...

  • Regulatory Compliance Analyst

    2 semanas atrás

    Campinas, São Paulo, Brasil Hedgepoint Global Markets Tempo inteiro

    Overview The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and...

  • Global Compliance Expert

    2 semanas atrás

    Campinas, São Paulo, Brasil beBeeCompliance Tempo inteiro US$90.000 - US$140.000

    The Regulatory Compliance Analyst is a critical role in ensuring global compliance with applicable laws, financial market regulations, and industry best practices. The successful candidate will be responsible for executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional...

  • Financial Record Specialist

    1 semana atrás

    Campinas, São Paulo, Brasil beBeeAccountant Tempo inteiro R$60.000 - R$94.800

    Accounting ExpertiseThe role of a Staff Accountant is crucial in maintaining the accuracy and integrity of financial records. Key responsibilities include preparing and maintaining accounting documents and records, reconciling accounts payable and accounts receivable, and assisting in the preparation of financial statements.Key ResponsibilitiesPrepare and...

  • Financial Expert

    2 semanas atrás

    Campinas, São Paulo, Brasil beBeeFinance Tempo inteiro R$3.500 - R$5.500

    Job DescriptionWe are seeking a skilled finance professional to perform a variety of financial activities, including accounting, financial analysis and audit, ensuring accuracy and compliance with accounting regulations. The ideal candidate will be responsible for developing, maintaining, and providing financial information, plans, and projections. This...

  • Financial Strategist

    2 semanas atrás

    Campinas, São Paulo, Brasil beBeeFinancial Tempo inteiro R$96.000 - R$124.000

    Key ResponsibilitiesOversee the development and implementation of comprehensive financial strategies to drive business growth, ensuring alignment with organizational objectives.Financial Planning & Analysis:1. Design and execute budgets, forecasts, and financial plans for international operations, leveraging market trends and profitability projections.2....

  • Financial Planning Manager

    Há 5 dias

    Campinas, São Paulo, Brasil beBee Careers Tempo inteiro R$12.000 - R$20.000

    Financial Planning ManagerAbout This RoleWe are seeking a skilled Financial Planning Manager to join our team. As a key member of our finance department, you will be responsible for structuring and conducting financial planning processes ensuring accuracy, agility, and compliance with current regulations.Main Responsibilities:Structure and conduct financial...

  • Chief Compliance Officer

    2 semanas atrás

    Campinas, São Paulo, Brasil beBeeCompliance Tempo inteiro R$90.000 - R$120.000

    Quality Assurance Leadership OpportunityThis role involves leading the development and implementation of a robust Quality Management System, ensuring compliance with national and international regulatory standards. A senior quality professional with a strong background in quality assurance and leadership experience is required to drive continuous improvement...

  • Brazil Financial Operations Manager

    Há 3 dias

    Campinas, São Paulo, Brasil beBeeFinancial Tempo inteiro R$104.000 - R$130.878

    Job OpportunityWe are seeking a highly skilled professional to lead our finance operations in Brazil.The ideal candidate will have expertise in budgeting, forecasting, and financial planning, as well as experience in analyzing market trends and project profitability.Develop and implement financial strategies to drive business growth and improve...