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Expert Regulatory Affairs Specialist
2 semanas atrás
Governmental Affairs Professional
We are seeking an experienced Regulatory Affairs Specialist to join our team. As a key member of our organization, you will play a crucial role in managing relationships between us and local regulators.
About the Role
- You will be responsible for coordinating and managing relationships with local regulators, ensuring that all prudential supervisory interactions and responses to regulatory requests and inquiries are handled effectively.
- Communicate with Regulatory Affairs teams in Switzerland and US, as well as with local regulatory managers, to ensure a consistent approach to regulatory issues.
- Engage with senior management on regulatory interactions within your coverage and help formulate an appropriate approach for regulatory communication.
- Provide guidance and advice to business and control & support functions to react to and deliver against regulatory requests and exercises.
- Monitor the execution and implementation of remedial supervisory actions and provide strategic guidance in relation to preparation for supervisory reviews.
- Track new regulations applicable to the business and coordinate their implementation within Compliance and Business teams.
Your Skills and Qualifications
- At least 6 years of work experience in a similar area (e.g. legal, regulatory compliance or risk).
- A sound understanding of the financial sector regulatory landscape and developments, including related concepts.
- Familiarity with Wealth Management and Investment Bank products and services-related matters.
- An ability to work with experts across locations/functions, particularly with those in regulatory, legal, compliance, and governance fields as well as with business representatives.
- Proficiency in PowerPoint, Excel, spoken and written English and Portuguese.
- Availability to work onsite in Sao Paulo's office.
- Ability to work with data management and artificial intelligence a plus.
About Us
We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. We have a presence in all major financial centers in more than 50 countries and are committed to disability inclusion and equal opportunities.
