Risk Management Expert

Brazil Head of Compliance, AML and Risk Position Summary:

The company seeks a skilled Compliance Manager to lead the establishment and maintenance of an effective compliance, AML and risk framework in the securities distributorship firm. The ideal candidate will have a strong understanding of financial services laws regulations, particularly in relation to the Central Bank of Brazil and the Securities and Exchange Commission of Brazil (CVM).

This role plays a pivotal part in safeguarding the firm's integrity, reputation, and regulatory standing while ensuring robust risk mitigation strategies and a strong compliance culture across the business.

• Develop, implement, and continuously enhance the company's compliance framework to align with business strategy, regulatory obligations, and corporate values.
• Act as the statutory representative before the Central Bank of Brazil (UNICAD), CVM, and other authorities as applicable in relation to the relevant functions and responsibilities, with oversight of AML/CTF frameworks and sanctions compliance.
• Oversee the company's AML/CFT program, including client onboarding, transaction monitoring, sanctions screening, and suspicious activity reporting, in accordance with local and international standards.
• Design and maintain robust internal control systems to detect, prevent, and respond to compliance and risk issues. Ensure ongoing monitoring and regular review of policies, incidents, and regulatory updates.
• Supervise the development and implementation of the enterprise risk management framework, identifying operational, financial, and reputational risks, and driving mitigation strategies.
• Support the development and execution of crisis response and business continuity protocols to safeguard client and business interests in critical situations.
• Ensure all client-facing materials and communications adhere to regulatory guidelines and reflect the company's ethical and legal standards.
• Partner with senior leaders across legal, finance, operations, and technology to embed a risk-aware and compliance-driven culture throughout the organization.
• Provide training, guidance, and resources to staff on compliance and risk topics. Ensure that all departments are informed and aligned with regulatory expectations and internal policies.
• Deliver regular updates to the executive team and Board of Directors on compliance performance, regulatory developments, risk exposures, and mitigation measures.

Requirements:

The ideal candidate will possess:

• A Bachelor's degree in a relevant field such as Law, Finance, Economics, Business, or Risk Management.
• Minimum 5 years of experience in compliance, risk management, or regulatory affairs within financial services, preferably in capital markets and securities brokerage.
• Strong understanding of financial services laws regulations, the requirements and regulations of the Central Bank of Brazil and the Securities and Exchange Commission of Brazil (CVM), AML/CTF, and risk management framework.
• Must meet the fit and proper criteria set by the relevant regulatory authorities.
• Demonstrated ability to liaise with regulatory bodies and handle regulatory reporting.

What You Will Get in Return:

The company offers:

• Competitive Salary: Great pay for great work.
• Work-Life Harmony: Your life outside of work matters.
• Annual Performance Bonus: Celebrate your achievements.
• Generous Time Off: Recharge and enjoy life.
• Employee Referral Program: Grow our awesome team.
• Comprehensive Health & Pension Benefits: We've got your back.
• Workation Wonderland: Live your digital nomad dreams.
• Volunteer Days: Make a difference.

Join a Dynamic Company:

Be a key player at the forefront of the digital assets movement, propelling your career to new heights. Work alongside one of the most brilliant teams in the industry.