Investment Specialist Auditor

About Us
Nu is the world's largest digital banking platform outside of Asia, serving over 118 million customers across Brazil, Mexico, and Colombia. The company has been leading an industry transformation by leveraging data and proprietary technology to develop innovative products and services.

Guided by its mission to fight complexity and empower people, Nu caters to customers' complete financial journey, promoting financial access and advancement with responsible lending and transparency. The company is powered by an efficient and scalable business model that combines low cost to serve with growing returns. Nu's impact has been recognized in multiple awards, including Time 100 Companies, Fast Company's Most Innovative Companies, and Forbes World's Best Banks. Learn more

About The Role

• In this role, you will become the go-to expert on all matters related to investment products, aligning these with product strategy while effectively managing potential company risks. This person will be the critical link between the audit and business teams, ensuring smooth and productive collaboration.
• As investment products continue to grow within the company, the exposure to regulatory risks increases proportionally. Your pivotal role will be crucial in understanding how Internal Audit can support the company's healthy expansion by providing insights into key risk exposures and mitigation
• Given that investment products are strategic for Nubank Group's development, you will have the opportunity to directly influence how Internal Audit develops and implements strategies to manage related risks using a data-driven approach. Your contributions will be essential in directing audit approaches to effectively cover investment-related risks and opportunities.

You'll be responsible for

• Act as the Internal Audit ambassador on Investment products, leveraging your understanding of business strategy, regulatory requirements, and emerging challenges.
• Successfully engage stakeholders at all levels of the company, promoting a collaborative and efficient environment.
• Collaborate closely with cross-functional teams to assess and enhance the effectiveness of investment operations and risk management processes.
• Conduct thorough audits of investment portfolios and strategies, ensuring compliance with regulatory standards and internal policies and providing technical guidance to audit team members.
• Develop and implement robust audit plans and methodologies tailored to investment activities.
• Prepare and present clear, concise audit reports to senior leadership, detailing findings, recommendations, and strategic improvements.
• Facilitate data-driven discussions within the Internal Audit team and across diverse business sectors and regions (BR, MX, and CO).
• Drive innovation by leveraging technology for continuous audit testing and help the team shift towards a predictive risk management approach. Check out our blog post: Reinventing Internal Audit by Embracing Technology.

We Are Looking For a Person Who Has

• Project management skills.
• Stakeholder management expertise.
• In-depth knowledge of investment regulatory frameworks.
• Experience with investment products and a deep understanding of the regulatory risks associated with them, as well as other risks related to capital markets and operational processes.
• Proficient in risk management strategies.
• Problem-solving skills, coupled with effective communication and negotiation capabilities.
• Prior experience with brokerage firms, Big Four accounting firms, regulatory or self-regulatory organizations (such as CVM, ANBIMA, BACEN), or experience at B3 is a significant advantage.

Our Benefits

• Seguro de saúde, odontológico e de vida
• Vale-refeição
• Auxílio-transporte
• 30 dias de férias remuneradas
• Participação acionária no Nubank
• Parceria de estacionamento - desconto no estacionamento do nosso escritório
• Estacionamento gratuito para bicicletas com chuveiros disponíveis
• NuCare - Nosso programa de assistência à saúde mental e bem-estar
• NuLanguage - Nosso programa de aprendizado de idiomas
• Parceria com o Gympass
• Licenças estendidas de maternidade e paternidade
• Auxílio-creche
• 'Espaço Feijão' - Espaços privados para amamentação e aleitamento em nossos prédios
• Centro de Saúde no local - Suporte médico para cada Nubanker em nosso escritório

Our Nu Way of Working
Our work model is hybrid and has cycles that can be from two to three months according to the business of expertise. For every eight or twelve weeks of remote work, one will be at the office.

Links To Support

• English
• Portuguese
• Spanish (Mexico and Colombia)