Investment Associate

Base pay range $70,000.00/yr - $90,000.00/yr Direct message the job poster from Synerfac Technical Staffing Recruiting Manager | W-2 Employment | Manufacturing & Engineering Key Responsibilities Perform supervisory compliance functions in accordance with the firm"s written supervisory procedures and applicable FINRA/SEC rules. Review and monitor operational...

Base pay range$70,000.00/yr - $90,000.00/yrDirect message the job poster from Synerfac Technical StaffingRecruiting Manager | W-2 Employment | Manufacturing & EngineeringKey ResponsibilitiesPerform supervisory compliance functions in accordance with the firm"s written supervisory procedures and applicable FINRA/SEC rules.Review and monitor operational...

Allied Personnel Services provided pay range This range is provided by Allied Personnel Services. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $65,000.00/yr - $85,000.00/yr Direct message the job poster from Allied Personnel Services Vice President at Allied Personnel Services Allied...

Job Title:">Investment Associate.">Job Description:">Oversee regulatory compliance by following the firm’s written procedures and adhering to FINRA/SEC rules.Monitor operational processes to ensure adherence to regulatory requirements and internal controls.Collaborate with the Chief Compliance Officer to ensure appropriate documentation, escalation, and...

Operational Associate for Investment ServicesThis is a full-time, hybrid career opportunity based out of our office location in Bethlehem, PA.We are seeking a detail-oriented individual to provide high-quality operational support to Financial Advisors and their clients.The ideal candidate will have a strong understanding of investment industry terminology...

Compliance Specialist Job DescriptionAn Investment Associate is responsible for overseeing the firm's supervisory compliance functions, ensuring adherence to regulatory requirements and internal controls.Key responsibilities include:Performing operational process reviews for compliance with applicable FINRA/SEC rules.Liaising with the Chief Compliance...

Job OpportunityWe are seeking a skilled Client Service Associate to support our brokerage operations.This role involves providing exceptional client service, resolving complex issues, and maintaining accurate records.Key Responsibilities:Client Onboarding and Management:Investment Product Research and Recommendations:Trade Execution and Settlement:Reporting...

Unlock your full potential by becoming a financial strategist.Key Responsibilities:Develop and maintain strong, long-term relationships with clients to understand their unique financial needs and preferences.Conduct comprehensive assessments of clients' financial situations, identifying areas for improvement and creating customized plans to meet their...

Take your career to the next level at Prudential Advisors Change your life by helping others change theirsWe have an opening for a highly motivated, analytical individual to join our firm. The successful candidate will work within a team of Financial Advisors to help clients achieve their financial goals.Responsibilities:Develop relationships with clients...

Take your career to the next level at Prudential Advisors Change your life by helping others change theirs We have an opening for a highly motivated, analytical individual to join our firm. The successful candidate will work within a team of Financial Advisors to help clients achieve their financial goals. Responsibilities: Develop relationships with clients...