Portfolio Management Specialist

Há 5 dias


Belém, Pará, Brasil beBeeInvestment Tempo inteiro US$70.100 - US$127.103
Job Overview

The Investment Associate is responsible for performing supervisory compliance functions in accordance with the firm's written supervisory procedures and applicable FINRA/SEC rules.

  • This includes reviewing and monitoring operational processes for adherence to regulatory requirements and internal controls.
  • Liaising with the Chief Compliance Officer to ensure appropriate documentation, escalation, and resolution of identified risks or violations.
  • Assisting in periodic audits, regulatory exams, and maintenance of compliance records.

Additional responsibilities include reviewing and approving new account paperwork for institutional and HNW clients, including annuity accounts.

  • Ensuring all documentation meets regulatory and internal compliance standards.
  • Assisting in maintenance of client accounts within portfolio management systems.
  • Executing trades based on analyst recommendations or at the direction of advisors/clients.
Required Skills and Qualifications

Prior experience in investment or financial planning operations is required (or relevant industry equivalent).

  • A bachelor's degree is strongly preferred.
  • FINRA Series 7 and Series 66 (or equivalent) licenses are strongly preferred.
  • FINRA Series 24 license (or willingness to obtain) is strongly preferred.
Benefits
  • Full-time employment provides stability and security.
  • Finance professionals can advance their careers through professional development opportunities.
Others

Referrals increase your chances of interviewing by 2x. Get notified about new investment associate jobs in your area.



  • Belém, Pará, Brasil beBeeBiosolids Tempo inteiro US$130.410 - US$214.245

    Job DescriptionBiosolids Management Specialist leads the development and implementation of business strategies across North America in coordination with Water Business Group leadership and other technical directors. This role reports to a senior leader and coordinates with regional leaders to advance biosolids practice. The specialist will initiate and...


  • Belém, Pará, Brasil Adams Outdoor Tempo inteiro

    JOB SUMMARY: Adams Outdoor Advertising (AOA), the 4th largest and largest private Outdoor Advertising firm in the U.S., is seeking an experienced Inventory Management Specialist responsible for end-to-end management of Adams Outdoor Advertising's static and digital billboard inventory across assigned markets. This role exercises independent judgment...


  • Belém, Pará, Brasil beBeeEngineering Tempo inteiro US$100.000 - US$120.000

    Infrastructure Development SpecialistWe are seeking a skilled professional to manage multiple projects and tasks, ensuring effective completion within schedules and objectives.Key Responsibilities:Manage project portfolios, prioritizing tasks to meet deadlines and budgets.Maintain open communication with clients to discuss project progress and...

  • Compliance Specialist

    2 semanas atrás


    Belém, Pará, Brasil beBeeInvestment Tempo inteiro US$70.000 - US$127.000

    Compliance Specialist Job DescriptionAn Investment Associate is responsible for overseeing the firm's supervisory compliance functions, ensuring adherence to regulatory requirements and internal controls.Key responsibilities include:Performing operational process reviews for compliance with applicable FINRA/SEC rules.Liaising with the Chief Compliance...


  • Belém, Pará, Brasil beBeeClinical Tempo inteiro US$94.000 - US$118.000

    Job OverviewThe position of a Clinical Program Manager is crucial in the healthcare risk management industry.This individual will serve as an advocate for clients, driving down healthcare costs and enhancing lives by leveraging clinical expertise.A collaborative effort with BSI Corporate Benefits will be established to expand client services and address...


  • Belém, Pará, Brasil beBeeQuality Tempo inteiro US$102.800 - US$154.245

    Radiopharmaceutical SpecialistAs a Radiopharmaceutical Specialist, you will play a vital role in ensuring the safe and efficient delivery of radiopharmaceuticals to medical care providers.Key Responsibilities:You will be responsible for managing day-to-day operations of the nuclear pharmacy, overseeing execution of key tasks and procedures, including...


  • Belém, Pará, Brasil beBeebiosolids Tempo inteiro US$143.451 - US$242.190

    About This RoleThis role leads the development and implementation of business strategies across North America in coordination with leadership and other technical directors.Participate in strategic and tactical planning activities, and assist in developing positioning with areas in the regions.Conduct an assessment of opportunities, gauge HDR prospects, and...


  • Belém, Pará, Brasil beBeeNetwork Tempo inteiro R$48.960 - R$49.200

    This role is for a Network Operations Center professional to work in a 24/7 environment, responsible for fault and performance management of voice, data, and video networks. The ideal candidate will possess strong analytical skills and be able to effectively manage multiple priorities.Key Responsibilities:Fault and performance management duties including...


  • Belém, Pará, Brasil beBeeBiosolids Tempo inteiro US$143.451 - US$242.190

    Job OverviewBiosolids professionals at HDR lead the development and implementation of business strategies across North America. They support local municipalities, private entities, wastewater utilities, and government clients with biosolids management, solids processing, wastewater treatment, and related services.Our team is committed to providing equal...


  • Belém, Pará, Brasil beBeeAudit Tempo inteiro US$55.000 - US$70.000

    Warehouse Control SpecialistThis position is responsible for maintaining accurate inventory levels in grocery and perishable warehouses.Key responsibilities include:Evaluating discrepancies in inventory levels and taking corrective action as needed.Entering data into warehouse management systems to ensure accurate tracking of inventory.Auditing outbound...