Compliance Analyst

Há 2 dias

Sao Paulo, Brasil BNP Paribas Tempo inteiro

**Responsibilities**: - Function as a transversal domain mid analyst across all businesses with regard to Anti Money Laundering (AML), Sanctions and Embargoes, Know your Client (KYC), Professional Ethics (PE), Market Integrity (MI), Protection Interest of the Client (PIC) and Anti Bribery & Corruption. - Work closely with Operations as well as Business and OPCS so as to ensure all functions in Sao Paulo are operating seamlessly; - Assist the Independent Testing Brazil Lead as well as the SMEs inside Compliance to enable an effective compliance program for execution by 1st line business, as well as to execute and sustain a robust 2nd line of defense compliance process with respect Brazil scope, including but not limited to: risk assessments, implementing and keeping LOD2 (pre and post campaing) accurately, in line with Group and local regulatory requirements, reviewing and treating action plans; and - Perform the establishment of action plans, aiming to avoid recurrence of root cause of LOD2 negative results, encompassing the opening, closing (control design and effectives basis) and monitoring of its implementation, escalating issues as appropriate and ensuring that action plans are addressed time until a final decision is reached; - Assist in the risk assessment and monitoring dashboards to ensure that appropriate audit trail on the data and decision process is in place; - Assist the Heads of Local Compliance that global policies and procedures are implemented in Brazil in line with the local regulatory requirements; - Perform qualitative checks to ensure that the processes are working properly; - Report quantitative and qualitative data to governance forum and senior management; - Follow up and assist the Independent Testing Brazil Lead implementing local regulations and global requirements. **Requirements**: - Bachelor's degree - Advanced English - PQO Certification - Knowledge at regulatory and compliance, legal, audit, internal controls or risk experience in Brazil with a financial services firm, skilled in liaising with front, middle and back office personnel on Compliance Transversal domains matters performing independent testing in Brazil. - Good understanding about the Brazilian AML legislation and regulatory requirements, particularly related to wholesale investment and corporate products as well as wealth management activities. - Excellent interpersonal skills necessary to work effectively with colleagues. - Experience with audit trail, control design and effectiveness monitoring. - Good knowledge in excel. - Ability to manage multiple priorities and tasks with the skills to adapt to changes in a fast-paced environment "BNP Paribas is committed to providing a work environment that promotes diversity, inclusion and equal employment opportunities regardless of race, color, gender, age, creed, sex, religion, nationality, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status."

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